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Series 7 Exam: Study Guide & Practice

Course Summary

This course is designed to prepare you for the The FINRA Series 7, General Securities Representative Qualification Exam. The Series 7 exam is an entry-level exam that is required for individuals seeking to perform the critical functions of a general securities representative.
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28 chapters in Series 7 Exam: Study Guide & Practice

Course Practice Test

Check your knowledge of this course with a 50-question practice test.
  • Comprehensive test covering all topics
  • Detailed video explanations for wrong answers
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Practice Tests in this course
Check your knowledge of this course with a 50-question practice test. Once you take the test, you will receive a detailed exam report complete with your personal statistics and even specific lessons to focus on! Take the practice test now
Your detailed study guide will include:
  • Answers and detailed explanations to each question
  • Video lessons to explain complicated concepts
Course Practice Test
More practice by chapter
Ch. 6
Handling Customer Investment Information & Discretionary Accounts
Not Taken
Ch. 7
Obtaining Supervisory Approvals for Investment Accounts
Not Taken
Ch. 15
Direct Participation Programs
Not Taken
Ch. 21
Asset-Backed Securities
Not Taken
Ch. 24
Customer Updates & Record Retention
Not Taken
Ch. 25
Customer Transactions & Confirmations
Not Taken
Ch. 27
Investment Disputes & Customer Complaints
Not Taken
Ch. 28
Addressing Margin Issues
Not Taken
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