How to Pass the Series 66

Instructor: Shelby Golden
Find out what you need to do to pass the Series 66 Exam with this article. Learn what you need to study and explore the options available to you as you prepare for this test.

Get Prepared

The Series 66 (Uniform Combined State Law) Exam was designed to ensure you're prepared to act as a securities agent or investment adviser representative. In order to pass the exam, you'll need to successfully answer questions that focus on:

  • Economic factors
  • Business information
  • Investment vehicles
  • Client recommendations and strategies
  • Laws, guidelines and regulations

Keep in mind that the exam is closed-book, so you will have to develop your understanding of these concepts before you begin the exam. Check out the following study options to help you get ready for the exam.

Use Exam Review Books

You can purchase books to help you prepare for the Series 66 Exam through various retailers. Look for books that cover all of the subjects that appear on the Series 66 test in a way that's easy to understand and feature explanations for key terms and concepts. Exam review books should also include practice tests and questions to help you get used to the types of questions you might face on the exam.

Take Online Courses

Completing online courses in related subjects can help you review the information you'll be tested on in the Series 66 Exam. Study.com offers courses that can help you review concepts in:

These study guides include short, easy-to-understand video lessons that walk you through these financial concepts. You'll be able to work on interactive quizzes and tests to monitor your progress. There are even economics experts available to answer your questions as you work on these courses.

Know Your Tools

You will be permitted to use a calculator provided by the testing center during the exam. Some questions require you to complete calculations, so make sure you're comfortable working with an electronic calculator.

Additionally, you will need to be able to understand charts, graphs and tables to complete some of the questions on the exam. Be sure you're familiar with these methods of data presentation so they don't throw you off on test day.

Be Ready on Test Day

Once you've thoroughly reviewed all your prep materials for the Series 66 exam, you'll want to refine your test-taking strategy. Use these simple suggestions to make sure you correctly answer as many questions as possible on test day:

  • Read the entire question before selecting your response
  • At the same time, review all the answer options before making your final decision
  • Be confident in your response and don't waste time second-guessing yourself
  • Eliminate the answers that are obviously incorrect

Exam Score and Registration Info

The exam consists of 110 questions, but only 100 of those count towards your score. To pass, you'll need to have correct answers on a minimum of 75 of the 100 multiple-choice questions. Score information for the Series 66 exam is provided to you as soon as you complete the exam.

Registration can be completed by you or by the firm where you're employed. A fee is required. You'll have up to 120 days to take the exam after you've completed the registration process.

Earning College Credit

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Transferring credit to the school of your choice

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