CFA Standards of Professional Conduct


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question 1 of 3

Who publishes the Standards?

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1. How many Standards are there?

2. When were the Standards updated?

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About This Quiz & Worksheet

The following questions allow you to find out what you remember concerning the Standards of Professional Conduct. You will need to discuss the relative importance of these standards and their history.

Quiz & Worksheet Goals

In this quiz you'll see what you know about:

  • The most comprehensive component of these standards
  • Actions allowed under Standard IV
  • Who creates and published these standards

Skills Practiced

  • Reading comprehension - ensure that you draw the most important information from the lesson, such as how many standards there are
  • Making connections - use understanding of the Standards of Professional Conduct identify which standard covers most professional situations
  • Information recall - access the knowledge you've gained regarding the last time these standards were updated

Additional Learning

If you would like a deeper understanding of these ethical requirements, read the lesson titled CFA Standards of Professional Conduct. This lesson will help explain things like:

  • The full list of standards
  • Events in 2008 that impacted these standards
  • The importance of avoiding conflicts of interest