CFA Code of Ethics

Instructions:

Choose an answer and hit 'next'. You will receive your score and answers at the end.

question 1 of 3

Who sets out the Code of Ethics?

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1. What does CFA stand for?

2. The CFA offers various programs that allow you to earn a designation. What is the shortest program you can enter?

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About This Quiz & Worksheet

This quiz/worksheet combo will test your knowledge of the CFA code of ethics. Answer questions about the major parts of this code and how it was conceived.

Quiz & Worksheet Goals

In this set of quiz questions you'll measure your understanding of:

  • The creators of the code of ethics
  • Different certification programs for a CFA
  • Why a code of ethics is necessary in this business

Skills Practiced

  • Reading comprehension - ensure that you draw the most important information from the material, such as the major components of the code of ethics
  • Making connections - use understanding of the CFA code of ethics to discuss the basic principle the code is based on
  • Information recall - access the knowledge you've gained regarding what CFA stands for

Additional Learning

You can find out more about this type of professional accountability by reviewing the lesson titled CFA Code of Ethics. New concepts covered will include:

  • The importance of integrity in all investment activities
  • Continuing education for CFAs
  • The major world financial crisis of 2007-2008
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