Trading Securities on the Stock Exchange


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question 1 of 3

Where are publicly traded stocks traded?

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1. What's the difference between a person acting as a broker as opposed to a dealer?

2. Which of the following agencies regulates the trading of stock?

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About This Quiz & Worksheet

This multiple choice quiz and printable worksheet will test your knowledge of securities on the stock exchange, covering the status of assets and how they are traded. Key topics include regulation, brokers, and stocks.

Quiz & Worksheet Goals

Use these assessment tools to assess your knowledge of:

  • Stock positions
  • Brokers
  • Dealers
  • Regulation

Skills Practiced

  • Reading comprehension - ensure that you draw the most important information from the related securities exchange lesson
  • Defining key concepts - ensure that you can accurately define main phrases, such as securities and shares
  • Knowledge application - use your knowledge to answer questions about agency regulation
  • Distinguishing differences - compare and contrast topics from the lesson, such as broker and dealer.

Additional Learning

To learn more about securities and stocks, review the accompanying lesson Trading Securities on the Stock Exchange. This lesson covers the following objectives:

  • Understanding stocks and securities and where they are traded
  • Identifying who has the ability to trade
  • Distinguishing between types of stock positions
  • Knowing what agency enforces regulation