Ch 19: Books, Records & Privacy in Finance

About This Chapter

This overview of books, records and privacy in finance can effectively strengthen your knowledge and prepare you for an upcoming test. Explore fun lessons and take short quizzes and the practice exam in this chapter anytime your schedule permits.

Books, Records & Privacy in Finance - Chapter Summary

Top instructors make understanding the basics of books, records and privacy in finance simple. Whether you know a little or a lot about business continuity planning, custody of assets or Regulation S-P, our lessons can quickly improve your comprehension. After finishing this chapter, you may be ready to:

  • Discuss requirements of investment adviser books and records
  • Define and discuss the methodology for business continuity planning
  • Explain the requirements of custody of assets
  • Provide an overview of Privacy of Consumer Financial Information (Regulation S-P)

We offer a variety of study materials to help you prepare for your exam. Take short quizzes to check your knowledge of each lesson, and use the chapter practice test to find out how well you understand the entire chapter. Stop by the dashboard to keep track of your progress and submit lesson topic questions to our subject-matter experts. Enjoy 24/7 mobile access to this chapter, which enables you to study anytime using any tablet or smartphone.

Chapter Practice Exam
Test your knowledge of this chapter with a 30 question practice chapter exam.
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Practice Final Exam
Test your knowledge of the entire course with a 50 question practice final exam.
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