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Ch 1: CFP Board Rules & Regulations

About This Chapter

This chapter goes over core aspects of the CFP Board rules and regulations. You'll familiarize yourself with the contents of these guidelines while learning about related processes and benchmarks.

CFP Board Rules & Regulations - Chapter Summary

These lessons flesh out the different rules and regulations set forth by the CFP Board. As you make your way through the chapter, you'll learn about the associated codes, terminology, and financial planning practices and processes. By the end of the chapter you can expect to have a firmer grasp on:

  • Ethical regulations of the CFP Board
  • Comprehending the CFP Board's code of conduct
  • The CFP Board's six steps of financial planning
  • Disciplinary procedures of the CFP Board

If you get lost at any point of the material, you won't be alone, with our professional instructors available for questions through the teacher or help tab. You'll also be able to self-check your understanding of each topic by means of practice quizzes accompanying every lesson. These quizzes can be taken a limitless number of times and are printable as worksheets for offline use.

Chapter Practice Exam
Test your knowledge of this chapter with a 30 question practice chapter exam.
Not Taken
Practice Final Exam
Test your knowledge of the entire course with a 50 question practice final exam.
Not Taken

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